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CLE Event
CLE Event
The panel will address issues commonly dealt with by companies after they complete a SPAC business combination.
Webcast
November 15, 2022
CLE Credit
CLE Event
CLE Event
This presentation will survey the different types of securities and M&A litigation arising from de-SPAC transactions.
Webcast
October 26, 2022
CLE Credit
Event
Event
As Senior Counsel in the Securities Exchange Commission’s (SEC) Division of Enforcement, Rebecca Fike conducted more than 60 investigations, including three “Top 5” national priority investigations.
September 21, 2022
Event
Event
On September 15th, Rebecca Fike will be presenting on UT Law's 8th Annual Government Enforcement Institute panel "SEC: Developments and Current Priorities"
September 15, 2022 - September 16, 2022
Insight
Insight

On May 18, 2022, the Fifth Circuit issued an opinion vacating a Securities and Exchange Commission (“SEC”) Administrative Law Judge’s (“ALJ”) decision that George Jarkesy, Jr. (“Jarkesy”) and his investment adviser Patriot28, L.L.C. (“Patriot28”) committed securities fraud.

May 19, 2022
Insight
Insight

On May 6, 2022, the Securities and Exchange Commission (“SEC”) announced a $5.5 million settlement of charges against NVIDIA Corporation (“NVIDIA”) for allegedly failing to adequately disclose in the Management’s Discussion and Analysis of Financial Condition and Results of Operations (“MD&A”) section of its Forms 10-Q the fact that cryptomining was a significant factor in the year-over-year growth in its more traditional gaming business.

May 16, 2022
Insight
Insight

On April 18, 2022, the Securities and Exchange Commission (“SEC”) announced the fourth enforcement action arising from its EPS Initiative, charging Rollins Inc. (“Rollins”) and its former chief financial officer (“CFO”) with violating Section 17(a) of the Securities Act of 1933 (“Securities Act”) and Sections 13(a), 13(b)(2)(A), and 13(b)(5) of the Securities Exchange Act of 1934 (“Exchange Act”) by engaging in improper accounting practices in order to boost the company’s publicly reported quarterly earnings per share (“EPS”) to meet research analysts’ consensus estimates.

May 5, 2022
Insight
Insight

On March 9, 2022, the Securities and Exchange Commission (“SEC”) announced Proposed Rules on cybersecurity risk management, strategy, governance, and incident disclosure (“Proposed Rules”) to address concerns of increasing cybersecurity threats to public companies.

April 21, 2022
Insight
Insight

For those facing a potential enforcement recommendation at the close of a white collar investigation, choosing whether to litigate against or settle with the government agency is a critical strategic crossroads.

April 6, 2022
Insight
Insight

Following hot on the heels of the eagerly anticipated release of a proposed rule regarding climate-related disclosures (The Enhancement and Standardization of Climate-Related Disclosures for Investors), the Securities and Exchange Commission’s (“SEC”) Division of Examinations (“the Division”) released its Examination Priorities for FY 2022 on March 30, 2022.

A Version of this Insight was Published in Law360, April 13, 2022

April 5, 2022
Event Recap
Event Recap
On Tuesday, April 5, 2022, a panel of former Securities and Exchange Commission officials and the current Director of the Fort Worth Regional Office share their thoughts on the SEC’s “unprecedented rulemaking”
April 5, 2022
Video
Insight
Insight

Foreign Corrupt Practices Act Enforcement Leaders at the DOJ and SEC Signal Increased Enforcement, an Upswing in Coordinated Investigations and Resolutions, and a Focus on Individual Actors to Dismantle Corporate Wrongdoing

March 10, 2022