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Insight

On November 14, the Securities and Exchange Commission (“SEC”) published its 2023 annual enforcement report which revealed a continuation of 2022’s record-setting enforcement activity.

November 17, 2023
Event Recap
Event Recap
In this program, we focused on SEC developments affecting, and practical aspects of preparing for, public companies’ annual meetings and annual reports.
November 16, 2023
Video
Insight
Insight

On October 25, a panel of the Fifth Circuit Court of Appeals (the “Fifth Circuit”) upheld the Nasdaq board diversity rule in the face of challenges that (among other things) the rule attempted to improperly and unconstitutionally dictate the composition of corporate boards.

November 7, 2023
Event Recap
Event Recap
The Vinson & Elkins team provided an overview of the new SEC cybersecurity disclosure requirements for public companies.
November 7, 2023
Video
Insight
Insight

Recent enforcement actions brought by the Securities and Exchange Commission (“SEC”) signal that the SEC is paying close attention to public company financial reporting and will continue to punish misleading accounting and non-GAAP disclosure practices.

V&E SEC Update

October 19, 2023
Event Recap
Event Recap
Vinson & Elkins securities lawyers discussed the 13 mistakes that keep us up at night.
October 13, 2023
Video
Insight
Insight

Welcome to Vinson & Elkins’ Securities and ESG Updates. Our aim is to provide insights into notable developments in securities reporting and the environmental, social and governance space over the quarter.

October 12, 2023
Insight
Insight

A recent Delaware Court of Chancery post-trial decision, In re Straight Path Communications, is another example of:

V&E Securities Litigation Update

October 9, 2023
Insight
Insight

On September 29, 2023, the U.S. Supreme Court agreed to weigh in on the validity of a familiar allegation in private securities litigation—that a failure to disclose under Item 303 of Regulation S-K (“Item 303”) supports a claim of securities fraud.

October 6, 2023
Insight
Insight

On February 9, 2022, the Securities and Exchange Commission (“SEC”) proposed new rules under the Investment Advisers Act of 1940 regarding the regulation of private funds.

September 8, 2023
Event Recap
Event Recap
Partners Sarah Morgan and Rebecca Fike looked back at the first half of 2023 through SEC Enforcement actions, public speeches, policy statements, and agency rulemaking to highlight Commission priorities...
August 31, 2023
Insight
Insight

In a move to address the implications of integrating emerging technologies into the financial markets, the U.S. Securities and Exchange Commission (the “SEC”) recently proposed new rules aimed at regulating potential conflicts of interest created through the use of “covered technology”—a broad category that potentially includes everything from computational algorithms to artificial intelligence.

August 14, 2023