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Marisa Antos-Fallon

Marisa Antos-Fallon Counsel, Commercial & Business Litigation

Marisa’s practice focuses on commercial and securities litigation in federal and state court, as well as internal investigations.  She also represents clients in connection with regulatory investigations and inquiries by the SEC, FINRA, and other agencies.  

Experience Highlights

  • Represented an audit committee in connection with an internal investigation regarding Foreign Corrupt Practices Act issues and related investigations by the Department of Justice and Securities and Exchange Commission
  • (S.D. NY; Bankr. S.D. NY) — Represented a broker-dealer and its officers in lawsuits commenced by the SIPC Trustee and private investors arising from the Madoff Ponzi scheme
  • (N.Y. Sup.) Represented data provider in dispute regarding alleged breach of license agreement, including in proceedings for a temporary restraining order and preliminary injunction
  • Represented pharmaceutical company in contract dispute with development partner related to clinical trials
  • (S.D.N.Y.) Obtained summary judgment on behalf of financial firm, resulting in dismissal of fraudulent transfer claims brought by bankruptcy trustee  
  • (N.Y. Sup.) Represented restaurant chain in contract dispute with internet services provider
  • Represent energy company in arbitration commenced by investor alleging fraud in connection with the purchase of securities
  • Represented an audit committee in connection with an internal investigation following indictment of the company
  • Represented private equity firm in an internal investigation of whistle-blower complaint from former employee 
  • Represent financial firm in connection with investigations and inquiries by the SEC and the FINRA

Contact Details

New York

T +
F +1.917.849.5396
666 Fifth Avenue
26th Floor
New York, NY 10103
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Marisa's Practices

  • Fordham University School of Law, J.D. magna cum laude, 2009 (Fordham Urban Law Journal)
  • University of Rochester, B.A., Political Science and Religion cum laude, 2004
  • Admitted to practice: New York; United States District Courts for the Southern District of New York, Western District of New York, and Eastern District of New York
  • Judicial clerk to The Honorable Henry B. Pitman, U.S. Magistrate Judge, Southern District of New York, 2009–2010