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The V&E Report
The V&E Report

When a bank files a suspicious activity report (“SAR”), that bank has immunity from civil lawsuits.

The V&E Report

January 15, 2020
The V&E Report
The V&E Report

A few weeks ago we wrote about the skepticism Libra, Facebook’s proposed cryptocurrency, faced from U.S. regulators. Since then, Libra’s unpopularity has spread across the Atlantic.

The V&E Report

September 25, 2019
The V&E Report
The V&E Report

On May 6, 2019, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 19-18 to help broker-dealers recognize and report potential fraud and money laundering.

The V&E Report

May 22, 2019
The V&E Report
The V&E Report

On March 4, 2019, a British customs agency raided 50 real estate agencies and announced the largest fine ever imposed in the U.K. for money laundering violations in the real estate market.

The V&E Report

March 21, 2019
The V&E Report
The V&E Report

Late last month, federal prosecutors announced the first criminal prosecution against a U.S. broker-dealer under the Bank Secrecy Act (“BSA”).

The V&E Report

January 10, 2019
The V&E Report
The V&E Report

On December 3, 2018, a group of U.S. banking regulators issued a joint statement encouraging banks to use innovative approaches to enhance their Bank Secrecy Act and anti-money laundering (BSA/AML)…

The V&E Report

December 11, 2018