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Coronavirus: Preparation & Response
Coronavirus: Preparation & Response

The SEC’s Enforcement Division recently issued a statement emphasizing the “importance of maintaining market integrity and following corporate controls” during the stock market volatility caused by the COVID-19 outbreak.1

Coronavirus: Preparation & Response

The V&E Report

April 8, 2020
The V&E Report
The V&E Report

On January 17, 2020, the United Kingdom’s Serious Fraud Office (“SFO”) published new guidance regarding how the office assesses the compliance programs of organizations that are under investigation…

The V&E Report

January 29, 2020
The V&E Report
The V&E Report

Sarah Lawson, the General Counsel of the U.K.’s Serious Fraud Office (“SFO”), recently emphasized that corporate compliance functions must be well resourced and that the SFO expects such programs…

The V&E Report

October 30, 2019
The V&E Report
The V&E Report

The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) released a comprehensive framework on five essential components of an economic sanctions compliance program.

The V&E Report

May 10, 2019
The V&E Report
The V&E Report

On Tuesday, the U.S. Department of Justice released perhaps the most comprehensive guidance to date on how prosecutors evaluate the design, implementation, and effectiveness of corporate compliance…

The V&E Report

May 2, 2019
The V&E Report
The V&E Report

Last week, the U.S. Department of Justice took an important step in the fight against opioid abuse, announcing the first criminal charges against a pharmaceutical distribution company for its part in…

The V&E Report

May 1, 2019
The V&E Report
The V&E Report

New guidance from the Department of Justice (“DOJ” or “the Department”) clarifying the factors DOJ will consider when deciding whether to impose a corporate monitor may further reduce the imposition…

The V&E Report

October 18, 2018