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Navigating Inside the SEC

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After spending 10 years in the Division of Enforcement at the Fort Worth Regional Office of the Securities and Exchange Commission, Rebecca Fike gained a rare view into what many describe as one of the government’s most elusive agencies. With the SEC proposing new rules on some of the most cutting-edge issues such as SPACs, climate disclosures and ESG, and data privacy and cybersecurity, it is more important than ever to steer clients in the right direction when faced with the threat of SEC enforcement.

Join us for a presentation on how the SEC works internally, best practices when clients learn of potential SEC concerns or receive a subpoena, and how rulemaking works within the agency.

Vinson & Elkins LLP is an accredited sponsor, approved by the State Bar of Texas Committee on MCLE. This course has been approved for Minimum Continuing Legal Education credit by the State Bar of Texas Committee on MCLE in the amount of 1.00 credit hours. Vinson & Elkins has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York for the current period. This Transitional and Non-Transitional continuing legal education program has been approved in accordance with the Continuing Legal Education Board of the State of New York for a maximum of 1.00 credit hours, in the area of Professional Practice. Vinson & Elkins LLP is a Multiple Activity Provider for The State Bar of California. This activity is approved for 1.00 general hours. Vinson & Elkins is registered with the Texas State Board of Public Accountancy as a CPE sponsor. This registration does not constitute an endorsement by the board as to the quality of our CPE program. This course is eligible for 1.00 CPE credit hours, of which 1.00 hours can be applied to the area of Other. No prerequisites required.

Schedule

12:00 – 1:00 p.m. CT; 1:00 – 2:00 p.m. ET; Lunch served at 11:30 a.m. CT

Location

Vinson & Elkins’ Dallas Office
2001 Ross Avenue, Suite 3900
Dallas, TX 75201

This program is also available via webcast.

Register

This information is provided by Vinson & Elkins LLP for educational and informational purposes only and is not intended, nor should it be construed, as legal advice.